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Catastrophe, Collective Trauma, & the Origin of Civilisation |
If
we consider mankind as a whole and substitute it for a single individual,
we discover that it too has developed delusions which are inaccessible
to logical criticism and which contradict reality. . . . [I]nvestigation
leads us to the same explanation as in the case of the single individual.
They owe their power to the element of historical truth which they
have brought up from the repression of the forgotten and primeval
past.
— Sigmund Freud
In
the past I have explored the origins and horrific contradictions of
Western civilisation through the lenses of economics, history, and religion.
But what about the psychological sources of our socially intensified
and organised compulsions to dominate, domesticate, and overpopulate?
What changes in the human psyche, beginning perhaps ten or more millennia
ago, led us to leave behind hunting and gathering and start down the
slippery slope of progress?
There are several theories that seek to explain the origin of domestication,
agriculture, and civilisation, of which three have gained wide currency.
The first is that these came about simply as the result of a natural
evolutionary process. I have examined the shortcomings of this explanation,
where in general, hunting and gathering presents the most favourable
cost-benefit ratio of any means of subsistence yet devised by human
beings. Why evolve toward a way of life-agriculture-that requires
more work and results in increased disease and stress? A second theory
ascribes the horticultural revolution to population pressure: Perhaps
in the late Pleistocene prehistoric hunters came to occupy every available
ecozone. Then, according to this theory’s foremost proponent, Mark
Cohen, “The only possible reaction to further growth in population,
worldwide, was to begin artificial augmentation of the food supply.”
A third theory focuses on climate changes at the end of the last Ice
Age, which caused sea levels to rise. The rising seas not only drowned
the habitats of people and animals, but brought the extinction of
many Pleistocene megafauna. “This,” says anthropologist Marvin Harris,
“must have been a major stimulus for the development of new modes
of production regardless of whether the depletions and extinctions
resulted primarily from overpredation or from the reduction in suitable
grazing and browsing habitats.”
In fact, all three influences — climate change, population
pressure, and evolution — may have worked together in motivating the
switch from foraging to planting. But if we wish to uncover the psychological
underpinnings of civilisation there are more things to explain that
than just the introduction of agriculture. Why did humans begin systematically
to destroy their environments? Why did they invent organised warfare
and learn to pursue it with such ruthless efficiency?
Again, one can argue that these further developments
were the inevitable outcomes of population pressure or environmental
stress; and again, we might suppose that evolution was a contributing
factor, though it is hard to see how it could have been the primary
one. But when we take all of these developments together, and when
we begin to appreciate the depth and scope of their destructiveness
of human health and social bonds and of the human habitat, surely
we then must also consider the possibility — which is not exclusive
of the three explanations already cited — that civilisation might
also have arisen, at least in part, or at the very least in the way
it did, as a kind of collective psychic disease.
The idea that civilisation is fundamentally sick
goes back at least to the early Greeks; closer to our own time, Sigmund
Freud once asked: “May we not be justified in reaching the diagnosis
that, under the influence of cultural urges, some civilisations or
some epochs of civilisation — possibly the whole of mankind — have
become ‘neurotic’?” Unfortunately, Freud refused to follow out the
implications of this question, being by nature somewhat of an authoritarian
and a political conformist; but other psychologists have picked up
where he left off. Carl Jung wrote of “politico-social delusional
systems” having their roots in the collective unconscious; Wilhelm
Reich believed that civilisation was swept up in an “emotional plague”;
and Immanuel Velikovsky theorised that humankind suffers collectively
from amnesia and repetition compulsion.
More recently, as it has become apparent that civilisation
is in the process of profoundly and perhaps permanently impairing
the biological viability of the entire planet, a new discipline know
as “ecopsychology” has undertaken to expose the roots of civilisation’s
omnicidal mania. Paul Shepard’s Nature and Madness (Sierra
Club, 1982), Theodore Roszak’s The Voice of the Earth (Simon
& Schuster, 1992), and Chellis Glendinning’s My Name Is Chellis
and I’m in Recovery from Western Civilisation (Shambhalla, 1994)
have all underscored the idea that individual psychological dysfunctions
may be merely local eruptions of a collective insanity afflicting
the entire civilised world. The ecopsychologists say that so-called
“advanced” human societies are actually merely in an advanced state
of some virulent cultural psychic disorder, and that in order to heal
ourselves individually, and to restore our world to biological viability,
we must find and treat the cause of our illness.
In
the Wake of Horror
Initially, as we seek to grapple with the idea of
mass neurosis, we are compelled to draw analogies with individual
manifestations of psychic distress. While a certain amount of caution
is always required in extrapolating from the individual to the collective,
in this case the method does yield some promising leads.
There is, it seems, one disorder whose symptoms in
individuals closely resemble the irrational, self-destructive attitudes
and behaviours of civilised people acting together — a disorder that
is commonly seen in war veterans and in survivors of rape, assault,
abuse, or environmental disasters; psychologists call it post-traumatic
stress disorder. The symptoms of post-traumatic stress include:
vigilance and scanning,
elevated startle response,
blunted affect or psychic numbing (the loss of the ability to feel),
denial (mental reorganisation of the event to reduce pain, leading
sometimes even to amnesia),
aggressive, controlling behaviour,
interruption of memory and concentration,
depression,
generalised anxiety,
episodes of rage,
substance abuse,
intrusive recall and dissociative “flashback” experiences,
insomnia,
suicidal ideation, and
survivor guilt
Clearly, it would be absurd to argue that all civilised people, without
exception, suffer from each and every one of these symptoms. Nevertheless,
some symptoms do seem almost indisputably to characterise most members
of civilised cultures. When hunter-gatherers encounter civilised people,
they often remark on how the latter appear generally to be disconnected,
alienated, aggressive, controlling, easily frustrated, addictive,
and obsessive. But if civilisation got its start as the result of
mass trauma, presumably that trauma would have occurred in the distant
past; why, then, would these symptoms appear in civilised people today,
perhaps many millennia after the fact?
Psychiatrist Robert Jay Lifton, in his studies of
the long-term psychological effects of the Hiroshima bombing in 1945
and the 1972 flood in Buffalo Creek, West Virginia, concluded that
the impact of disasters affects not only the immediate victims, but
is transmitted to succeeding generations. Because the aggressive,
controlling behaviour and episodes of rage exhibited by trauma victims
can result in traumatic effects on others — particularly, on children
and other close family members — post-traumatic stress can infect
entire families, and, conceivably, entire cultures.
It is not hard to catch civilised cultures in the
act of passing trauma on from generation to generation, though it
is difficult to trace the chain of abuse back to its ultimate origin.
The instances are plentiful and, occasionally, brutally plain. In
her book For Your Own Good (Farrar, Straus, Giroux, 1983),
psychologist Alice Miller showed how the German people’s willingness,
during the first decades of the twentieth century, to submit to authoritarian
domination and to participate with blind obedience in unprovoked attacks
against strangers can be traced in part to violent, authoritarian
pedagogical practices that were widely promulgated at the turn of
the century. And these practices in turn arose from previous generations
of “poisonous pedagogy.” The infanthood authoritarian programming
of the generation that brought Hitler to power was merely a conspicuous
instance of a broader pattern: Child-rearing in Western civilisation
is typically and systematically abusive in comparison with that among
many “primitive” peoples, particularly the hunter-gatherers. Miller
notes that “the scorn and abuse directed at the helpless child as
well as the suppression of vitality, creativity, and feeling in the
child and in oneself permeate so many areas of our life that we hardly
notice it anymore.” Anthropologists Colin Turnbull and Ashley
Montagu,
and psychotherapist Jean Liedloff, have described and analysed in
some detail how typical Western practices surrounding childbirth,
informal child-rearing, and formal education alienate the infant or
child from her body and its natural surroundings, suppress innate
needs, implant authoritarian messages, and undermine the sense of
self-worth.
In cases of severe trauma in infancy or childhood,
the victim may experience extreme dissociation, culminating in multiple
personality disorder. Extraordinary abuse — especially from primary
caregivers — overwhelms the child’s ego. To keep from being psychologically
annihilated, the child hypnotises herself into a trance state, while
a secondary personality emerges to take the abuse. Over time, several
— even dozens — of discrete personalities may develop, each with its
own personality and ways of thinking and feeling.
Can a whole culture be dissociative? Native peoples
often note that civilised people typically act at cross-purposes to
their stated ideals (for example, talking about justice and mercy
on Sunday morning, then practising murderous pillage the next day).
It is as though the colonial European has a divided self: “White man
speaks with forked tongue.” And Western civilisation seems to glory
in the splitting process: God is pitted against Satan, mind against
body, subject against object, spirit against the flesh, angelic virtue
against animal instincts, and so on. Most of these distinctions appear
extreme or even nonsensical to members of non-Western cultures, whose
very languages usually reflect more inclusive, less categorical patterns
of thought. Colin Ross, a multiple-personality researcher, says that
Western culture has promoted the “executive ego self” to the exclusion
of others. This executive ego is arrogant, intolerant, overly logical,
and anti-intuitive. Ross writes: “A cultural dissociation barrier
has been created and reinforced, the purpose of which is to keep other
part selves suppressed, out of contact and communication with the
executive self, and relegated to second-class status in the mind.”
People suffering from post-traumatic stress often
develop addictions as a way to control psychic pain. Addiction is
an out-of-control compulsion to fill an inner sense of emptiness with
substances like alcohol or food, or with experiences like falling
love or gambling. In The Guru Papers: Masks of Authoritarian Power
(North Atlantic, 1993), Joel Kramer and Diana Alstad see addiction
as an unconscious revolt against an inner authoritarian. If civilised
people do have inner authoritarians, implanted through abusive child-rearing,
it stands to reason that they might collectively exhibit addictive
behaviours as a way of rebelling, as well as to distract themselves
from pain and to fill inner voids. Historian Morris Berman writes:
“Addiction, in one form or another, characterises every aspect of
industrial society. . . . Dependence on alcohol (food, drugs, tobacco
. . .) is not formally different from dependence on prestige, career
advancement, world influence, wealth, the need to build more ingenious
bombs, or the need to exercise control over everything.” It should
be noted that Berman is not merely offering a cynical commentary on
our society’s more egregious failures, using the word “addiction”
metaphorically; he is pointing to specific addictive symptoms that
are not shared by many traditional cultures, particularly those of
hunter-gatherers, wherein the compulsive search for wealth, power,
novelty, and gadgetry is, if not completely unknown, certainly comparatively
rare.
Trauma victims frequently suffer from psychic numbing
— the decreased ability to feel joy or sorrow, or to empathise with
the feelings of others. Native peoples wonder how civilised Europeans
can treat other humans, and the animals, trees, and land, with such
unfeeling indifference. Of course, the relentless monetisation and
compartmentalisation of our society are partly to blame: trees and
animals have ceased to be magical beings and have become instead “economic
resources”; people have ceased to be members of a community and have
become instead “workers” or “consumers,” “national allies” or “enemies
of the state.” Nevertheless, the questions arise: Why is it that people
in Western society have failed to put brakes on tendencies to turn
empathic relationships into abstract, manipulative ones — even when
these tendencies are clearly out of control and acting to the detriment
of people’s own fundamental interests? Could it be because the population
is already numbed to some extent by some ancient trauma, the destructive
energy of which has been passed along from generation to generation
through abusive childrearing? Now, up to this point we have simply
stated a hypothesis. Even if it is a reasonable one, it lacks any
sort of proof. How would we go about supporting it with evidence?
One way would be to examine human societies that have been subject
to horrific disasters in recent times, and see if the traumatised
survivors responded collectively by developing the sorts of symptoms
we have listed, and whether these symptoms led to permanent social
change. Another would be to search for evidence of an ancient trauma
that might have been capable of producing multi-generational effects.
Collective
Trauma and Its Effects: Some Examples
Anthropologist Colin Turnbull’s The Mountain People
(Simon & Schuster, 1972), is a classic, poignant study of
the Ik — a hunting and gathering people of west-central Africa who
had been driven from their former hunting grounds by the creation
of a new game preserve. While the Ik were not the victims of a natural
disaster per se, they were nevertheless experiencing the equivalent
of a catastrophe-slow starvation due to the loss of their means of
subsistence.
Previously, the Ik (also known as the Teuso) had
lived the way most hunter-gatherers do. Hunters, according to Turnbull,
“frequently display those characteristics that we find so admirable
in man: kindness, generosity, consideration, affection, honesty, hospitality,
compassion, charity and others. This sounds like a formidable list
of virtues, and so it would be if they were virtues, but for the hunter
they are not. For the hunter in his tiny, close-knit society, these
are necessities for survival; without them society would collapse.”
As for the Ik themselves, “we have the remnants of past traditions,
customs and beliefs, and something of their own oral tradition, all
of which indicate that they were . . . an easy-going, loosely organised
people whose fluid organisation enabled them to respond with sensitivity
to the ever changing demands of their environment. There is ample
evidence in their language that they once held values which they no
longer hold, that they understood by ‘goodness’ and ‘happiness’ something
very different from what those words have come to mean now.”
Forced to pursue an unfamiliar agricultural life
in the mountains separating Uganda, Sudan, and Kenya, on land unable
to support them, the Ik had changed profoundly. In less than three
generations, they had become a handful of scattered hostile bands
interested only in individual survival. They had abandoned compassion,
love, and kindness for the sake of mere existence. Turnbull: “Economic
interest is centred on as many individual stomachs as there are people,
and cooperation is merely a device for furthering an interest that
is consciously selfish. . . . In present circumstances they are highly
disputatious and given to much acrimonious fighting. . . . They have
replaced human society with a mere survival system that does not take
human emotion into account. . . .” Children were put out of the family
at age three or four; old people were sent away to die alone. “The
ideal family, economically speaking and within restricted temporal
limitations, is a man and his wife with no children. Children are
useless appendages, like old parents. Anyone who cannot take care
of himself is a burden and a hazard to the survival of others. . .
. Such interaction as there is within this system is one of mutual
exploitation. That is the relationship between all, old and young,
parent and child, brother and sister, husband and wife, friend and
friend. . . . They are brought together by self-interest alone....”
Turnbull sees clear parallels between what has happened
to the Ik suddenly, in a matter of years, and what has happened to
Western civilisation gradually, over several centuries. Today, “The
very old and the very young are separated, but we dispose of them
in homes for the aged or in day schools and summer camps instead of
on the slopes of Meraniang [one of the mountains of the Ik].” Turnbull
points to “our cutthroat economics, where almost any kind of exploitation
and degradation of others, impoverishment and ruin, is justified in
terms of an expanding economy and the consequent confinement of the
world’s riches in the pockets of a few.”
The most extensive survey of the psychological effects
of mass trauma yet published is Lewis Aptekar’s Environmental Disasters
in Global Perspective (G.K. Hall, 1994). Aptekar compares studies
from traditional, “developing,” and “developed” cultures; he also
explores the aftermaths of many kinds of disasters-including chronic
disasters (droughts, famines), quick onset disasters (floods, fires,
storms, earthquakes), and human-induced disasters (wars, toxic chemical
spills, nuclear plant meltdowns). The findings he reviews are complex
and varied, and researchers whose work he cites have come to differing
conclusions. There is some controversy, for example, on a point central
to the present discussion: Do the psychological effects of disasters
persist for years, perhaps generations, or are they only transitory?
After a thorough study of researchers’ conflicting views, Aptekar
concludes that discrepancies in observations probably arise from differences
in the nature and severity of the disasters, the presence (or lack)
of a social support system, the degree to which the environment returns
to its pre-disaster state — as well as from differences in research
methods (different studies of the same disaster sometimes produced
different results).
Aptekar first dispels misconceptions about people’s
immediate responses to disasters. Looting and panic are rare; instead,
people more frequently display behaviour that has a clear sense of
purpose and is directed toward the common good (tragically, officials
who believe that social chaos inevitably follows disasters often delay
warning communities of impending crises because they wish to avoid
a panic). Nor do people flee from disaster sites; rather, they tend
to remain. In addition, outsiders usually enter the area in order
to help survivors or to search for family members, producing what
has come to be known as the “convergence phenomenon.”
While Aptekar describes post-traumatic stress disorder
and cites the work of researchers who have found its symptoms among
disaster victims, he cautions that “the idea that it is common for
disaster victims to develop . . . post-traumatic stress disorder .
. . should be questioned.” Symptoms seem to appear only after the
severest disasters, and in cases where victims are directly and personally
affected. “The victims who show the greatest psychopathology are those
who lose close friends and relatives.” Not all of the symptoms occur
immediately, and reactions may appear years afterward, especially
on anniversaries of the disaster. Gradually, people tend to distort
their memory of the event, forgetting parts of what happened and minimising
its impact and their reactions to it.
Children appear to be particularly vulnerable after
a disaster. “Galante and Foa documented the aftermath of an extremely
destructive earthquake that struck the mountainous region of Lombardy,
Italy on November 23, 1980. . . . Right after the earthquake the children
demonstrated extreme signs of apathy and aggression.” Girls tended
to be more affected than boys. (Aptekar notes, “Perhaps the girls
were more aware of their feelings than the boys.”) Boys tended to
react with aggression.
Meanwhile, adverse reactions in adults can be so
severe that disaster victims “pass fear and insecurity onto their
children — even those yet to be born — by replacing in their child-rearing
a sense of a secure world with a fearful worldview.”
One of the early pioneers in the study of disasters,
Samuel Prince (whose work was published in the early 1920s), was convinced
that disasters inevitably bring social change. Subsequent work has
tended to confirm Prince’s conclusions. Basing his speculations on
his study of the aftermath of a large ammunition explosion aboard
a ship in the harbour of Halifax, Canada, Prince hypothesised that
disasters may cause changes in technology and culture in a given society;
and that after disasters, differences between social classes tend
to increase.
Sociologist Max Weber wrote (in 1968) that disasters
tend to produce charismatic leaders — an observation that has been
confirmed in various cultural settings. In nonindustrial societies,
according to Aptekar, “Before a disaster, traditional local leaders
are important; but as the society adapts to the changes brought about
by a disaster, new leadership skills are needed.” When pastoral Somali
nomads were forced by drought to assume a sedentary agricultural way
of life, “their once pastoral democracy was converted to a severe
hierarchy of social status; cooperative leadership changed to leadership
by domination. . . .”
In an attempt to discover the sources of warfare
in human society, anthropologists Carol and Melvin Ember compared
186 mostly nonindustrial cultures and found a strong correlation between
disasters and armed conflict. In most instances, war seems not to
have been brought on by the actual scarcity produced by the disaster,
but the fear of having no food as a result of an unpredictable recurrence
of catastrophe. This led some groups to attack others in an effort
to store enough to guard against scarcity. Then, the fear of being
invaded increased each group’s fears of others. Disasters may also
bring changes in work habits, gender roles, and kinship patterns.
Studies of Pacific island cultures by Firth (1959), Schneider (1957)
and Spillius (1957) point out that (in Aptekar’s words) “the progression
of societies from traditional ways to those of the developing world
is greatly speeded up by environmental disasters.” Again, Aptekar:
Among the Kung bushmen of the Kalahari desert,
drought now determines where and how they live. Among the Navajo,
alliances between kin and family groups changed as a result of drought.
Because of drought the Tikopia of the South Pacific rescheduled
their adult initiation ceremonies to occur much later, thus introducing
what for them was a new developmental phase of life: adolescence.
After an earthquake the Inca of Huarez, Peru, moved from a local
bartering economy to an urban service economy. Typhoons on the island
of Yap caused Yapians to abandon their traditional values and adopt
a European lifestyle. Because of Typhoon Ophelia the people of the
Micronesian island of Ulithi changed the food they ate, the style
of homes they lived in, their habits of work, the way men and women
related to each other, their form of government, and even their
religion.
In “developed” (i.e., highly civilised) cultures,
patterns of reaction are somewhat different. In many instances, impacts
are minimised because of the almost immediate availability of elaborate
aid and support systems. Yet disaster researcher Benjamin McLuckie
hypothesised (in 1977) that “the higher the society’s level of technological
development, the more vulnerable it would be.” That is because people
in developed countries live in large population centres and rely on
sophisticated technologies, so that there is a possibility of their
being vulnerable to a large-scale collapse of interlocking systems
of transportation, communication, water supply, and food distribution.
Most civilisations seem to fall because of human-made disasters.
Indeed, civilisation itself can be seen as a disaster-in-progress,
traumatising people as it destroys nature, relentlessly preparing
the way for its own demise. The social effects noted two paragraphs
above, quoted from Aptekar, are the same sorts of effects that vast
numbers of human beings are experiencing now as a result of technological
and economic change. Traditional modes of work, patterns of subsistence
and nutrition, social and family relationships, religious ideas and
practices, and common values are all vulnerable to the ravages of
“progress.”
Summing
Up So Far
In history, effects become causes: wars beget wars,
which beget political, economic, and social changes that may later
lead to still more wars. The search for ultimate causes is nearly
always frustrating. However, natural disasters are sources of change
that come from outside the human social system and that are capable
of introducing influences unimaginable in a closed human system.
But then, is there any such thing as a closed human
system? Of course, there is not: all societies are highly dependent
on soil, climate, and ecology. A change of a few percent in the sun’s
output of energy would bring every human culture to a dramatic end.
Civilisation appears in many respects to be a pathetic
and futile attempt to create the feeling of a closed human system.
Agriculture partially unlinks humans from wild nature; the division
of labour unlinks people from the process of agriculture (leaving
only their dependence on its products); and cities and technologies
psychologically unlink people from their environment in manifold ways.
People become ever more dependent on complex social and technological
systems; their dependence on wild, natural systems persists, but is
forgotten and hidden from view. Could this compulsion to escape external
influences by substituting artificial systems under human control
have originated as a collective strategy to elude the ravages of natural
disasters? As we have seen, in many-but not all-cases, survivors of
disasters and civilised people alike. . .
- show symptoms of post-traumatic stress disorder
- pass psychological dysfunctions onto their children
- tend more frequently to undertake basic changes
in values, lifestyle, and social organisation, and
- are more warlike. . . than people who live in traditional
societies that have not experienced a major disaster within the past
few generations.
As yet we have left many questions unanswered. The
most obvious of these is simply, Can we identify the original trauma?
No less significant, however, are two others: How do we go about treating
collective trauma?, and, what is the significance of this discussion
in the present, as our own society lurches toward a human-made disaster
of unprecedented scope?
Part
Two of this article will appear in the next edition of New Dawn
magazine.
____________________________________________________________________
Richard Heinberg is the author of Memories and Visions of
Paradise: Exploring the Universal Myth of a Lost Golden Age (Quest
Books: 1995), Celebrate the Solstice: Honoring the Earth’s Seasonal
Rhythms Through Festival and Ceremony (Quest Books: 1994), and
A New Covenant With Nature. He also publishes Museletter,
an excellent monthly newsletter exploring issues in cultural renewal.
Subscriptions are US$18 per year. Send to: 1433 Olivet Rd, Santa Rosa,
CA 95401, USA. The above is from Museletter No. 37.
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The
above article appeared in
New Dawn No. 55, July-August 1999 |
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