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Catastrophe,
Collective Trauma, & the Origin of Civilisation |
In
most cases of individual neurosis, psychoanaysts look for an early
trauma, or emotional shock, in the life of the patient-usually a
forgotten incident and often one from the pre-verbal period of life.
Accordingly, it seems reasonable for the ethnoanalyst to attempt
the same thing, difficult though it obviously is for anyone to find
evidence for collective prehistoric emotional experiences.
—
Roger W. Wescott, The Divine Animal
Our
society is made up of vast numbers of traumatised individuals, and
our culture has come into being through a universally traumatising
process. The outcome-today’s technological civilisation with its
massive psychopathologies and unending ecological disasters-is a
collective reflection of the traumatised personality.
— Chellis Glendinning, My Name Is Chellis & I’m in Recovery
from Western Civilisation
In
the first part of this article (New Dawn No. 55, July-August)
we began exploring the idea that civilised human beings exhibit stress
responses (aggressive, controlling, and addictive behaviours; blunted
affect; and generalised anxiety) because civilisation systematically
traumatises them from birth as part of the process of domestication.
Perhaps civilisation detaches human beings from nature — through agriculture,
urbanisation, and technology — in order to impart a sense of security
against unpredictable natural disasters; and perhaps civilisation wounds
people and nature because it is wounded — i.e., because it began as
a response to environmental trauma. We have as yet left some important
questions unanswered. The principal one is simply, What was the catastrophe
that lit civilisation’s fuse?
Identifying
the Source of Trauma
There are two classes of possible causes of civilisation’s
original trauma: events that stemmed from human agency, and ones that
did not. And of the latter — causes that arose beyond the human sphere
— there are also two types: endogenous (those that resulted from processes
operating within Earth’s systems) and exogenous (those triggered by
an agent outside Earth).
It is theoretically possible that at least some of
civilisation’s ancient psychic wounds were self-inflicted. Freud believed
that humanity’s original trauma was the Oedipal crisis, in which sons
in the primeval cave typically killed their fathers in order to possess
their mothers. However, no archaeological evidence has ever been found
to suggest that this actually happened, on even a small scale. A much
more plausible scenario is that at the end of the Pleistocene — roughly
11,500 years ago — human beings allowed their populations to exceed
the carrying capacity of the land and brought on starvation through
overhunting.
It is also possible that some non-human agent was
responsible for the catastrophe(s) that led humans to domesticate
themselves. Likely non-human candidates of an endogenous nature include
earthquakes, floods, fires, volcanoes, and climate change. Possible
exogenous culprits include wayward comets or meteors and fluctuations
in the Sun’s energy output. How do we go about determining which (if
any) of these possible non-human sources of trauma might have been
the actual one? Naturally, we should consider the evidence — of which
there are again two kinds: material and cultural.
The material evidence of ancient catastrophes includes
ice cores, lake bed cores, tree rings, topographical anomalies, and
fossils. From these, scientists have deduced that for the past 2.5
million years our planet has been on a climatic roller coaster — a
general cooling trend featuring Ice Ages that come about every 100,000
years and last 90,000 years or so, during which temperatures fluctuate
wildly, leading to intervening warmer periods of a few thousand years.
We are in one of those warm periods now. It was during these past
2.5 million years, according to evolutionary biologists, that humankind
evolved, its brain increasing in size fourfold. During the last 120,000
years (encompassing the most recent Ice Age) there have been roughly
20 sudden and drastic cooling and warming episodes, averaging one
every 6000 years. The end of the last Ice Age occurred about 11,500
years ago; not long afterward, humans in some areas began the process
of domestication. Like the beginnings and endings of the Ice Ages
that preceded it, the close of the most recent glacial period came
suddenly, and it brought devastation in its wake. Sea levels rose
by some 300 feet over the course of centuries. Hundreds of species
were extinguished, including (in America alone) the camel, mastodon,
mammoth, ground sloth, giant peccary and giant beaver, dire wolf,
short-faced bear, mountain deer, and saber-toothed cat. Some paleontologists
believe that human beings hastened a few of these extinctions through
overhunting.
Also, the Earth’s magnetic field has apparently reversed
its polarity some 20 times during the past 4 million years-most recently,
about 12,500 years ago in the so-called Gothenburg flip. There seems
to be some correlation between extinction episodes, climate change,
and geomagnetic reversals. It is not clear whether climate fluctuation
causes field reversals (through changes in the volume of ice at the
poles), or field reversals causes climate change (via volcanic activity
or a collapse of the ionosphere and ozone layer), or whether both
are influenced by some exogenous agent.
Clearly, the Earth was not a quiet place during the
time Homo sapiens was evolving. But what about the period when civilisation
was emerging? More recent global climate spikes (not as severe as
the ones 40,000 and 11,500 years ago) occurred at around 8000 b.c.e.,
6000 b.c.e., 3100, b.c.e., and 1100 b.c.e. A climatological fluctuation
known as the Little Ice Age lasted from 1200 to 1800 c.e., and was
made even worse for parts of that period by volcanic eruptions that
clouded the atmosphere and lowered temperatures worldwide for years
at a time (1783 was the year of the “dry fog,” while 1816 was known
as “the year without a summer”). Localised floods, earthquakes, violent
storms, and volcanic eruptions known to have occurred during the past
10,000 years are far too numerous to list here, and it seems likely
that archaeologists and geologists have discovered and interpreted
evidence of only a fraction of such disasters that actually took place.
Most of these events appear to have been of endogenous
provenance, and few (other than climate change and geomagnetic reversal)
would have been global in impact. But in the case of global climate
change — and, possibly, field reversals — extraterrestrial agents
may have played a role. In the year 536, according to tree-ring measurements,
just as many of the civilisations of the period were suffering major
setbacks, there was a sudden world-wide decline in tree growth that
lasted about 15 years. Since Greenland ice cores show no signs of
large-scale volcanic activity for that time, the most likely explanations
are comet impact or cosmic dust. British astronomers Victor Clube
and Bill Napier have calculated, on the basis of observed cratering
rates on the Earth and Moon, that we should expect the collision of
a meteor or comet “of several megatons energy to occur somewhere on
Earth every 200 years or so.” Further, “a few dozen sporadic impacts
in the tens of megatons, and a few in 100 to 1000 megaton range, must
have occurred within the past 5000 years.” Comet collisions don’t
always leave an obvious crater: the comet that struck near Tunguska,
Siberia in 1908 (if, indeed, it was a comet) is estimated to have
weighed 1000 tons; its fiery above-ground explosion flattened trees
for miles in all directions but left no crater. We should expect an
impact of similar energy about every 20 years on average; but, given
that two-thirds of incoming meteors or comets fall into the oceans,
one of similar size is likely to strike land only about once every
60 years. In short, the physical evidence shows unequivocally that
our planet is disaster-prone, but it does not point to a single dramatic
event that would have traumatised humankind once and for all. Rather,
the possible sources of trauma are all too numerous.
We should next consider cultural evidence bearing
on the nature of the catastrophe(s). While some mythologists (such
as Joseph Campbell) have maintained that ancient myths contain no
reliable historical data whatever, I have argued elsewhere (in Memories
and Visions of Paradise) that “. . . anthropologists and archaeologists
have uncovered many instances in which myths do unquestionably conceal
[or reveal!] elements of historical fact”; there I cited the examples
of the Klamath Indians’ memory-based myth of the origin Crater Lake,
and Aboriginal Australian Dreamtime stories that feature animals that
have been extinct for some 10,000 to 15,000 years. Every mythologist
knows that tales of ancient catastrophes of one sort or another constitute
an extremely widespread and common genre. Examples range from the
biblical story of the Deluge to Plato’s account of the destruction
of Atlantis; from South American myths of universal destruction by
fire and water to the aboriginal Australian depiction of the end of
the Dreamtime. Many cultures — including the Chinese, Hopi, Greek,
Aztec, Iranian, and Indic — recall a series of four or five World
Ages, each ending in catastrophe. Many catastrophe myths ascribe responsibility
for these calamities to human beings.
If we were to attribute some historical truth to
such myths, we would, I think, conclude from them (as from the physical
evidence) that more than one catastrophe traumatised ancient humanity.
Since many cultures viewed comets and other unusual celestial phenomena
with extraordinary dread, we might also conclude that at least some
of these catastrophes had an exogenous source. And since many myths
blame the people themselves for catastrophes, we should leave open
the possibility that some disasters were indeed humanly caused.
The first of these conclusions finds still more support
in other fields. In individual psychology, the effects of trauma seem
most severe and long-lasting in cases not of singular, but of repetitive
abuse or injury. The Embers’ findings on the origins of violence (which
we cited in Part I of this essay; see New Dawn No. 55) likewise
suggest that if civilised humanity’s destructive tendencies arise
from post-traumatic stress, the source would likely have been a series
of disasters occurring at unpredictable intervals.
Humanity:
Wounded and Precocious
It appears that humankind has had a trying childhood.
And just as some abused children cope with adversity by plunging themselves
into intellectual or creative activities, perhaps humanity as a whole
has done something similar. Neurobiologist William Calvin, in his
The Ascent of Mind: Ice Age Climates and the Evolution of Intelligence
(Bantam, 1990), suggests that it was by matching wits with frequent
climate changes that our early ancestors learned to develop their
capacities for language, culture, technological innovation, and ethics.
For biologists, the evolution of modern Homo sapiens
constitutes one of the greatest of mysteries. We differ from the apes
in a hundred ways: language, accurate throwing ability, concealed
ovulation, dramatically increased brain-to-body size ratio, different
hand anatomy, lack of body hair, descended larynx, flatter face, smaller
teeth, and so on. It is not so difficult to explain how one or another
of these developments could have occurred in a couple of million years,
but all of them taken together constitute virtually a miracle of evolutionary
transformation. Calvin suggests that we look to only a few basic causes,
of which each would have had multiple effects. For example, if early
humans spent much of their time living in open savannas, this might
account for our transition to seed eating and our upright posture.
And if we spent another phase of our development foraging for food
along shorelines, living partly in water, this might explain features
we share with the aquatic mammals — our subcutaneous fat, salt-and-water
wasting kidneys, tearing, and descended larynx, among others.
But what of brain size and intelligence? Calvin suggests
that repeated, drastic climate fluctuations were the motivating factor,
acting as a kind of evolutionary “pump” encouraging change in certain
directions: “[W]e look at the back-and-forth Ice Ages and see in them
not just overblown winter but a way of amplifying the effect of the
wintertime natural selection. . . .” Calvin’s hypothesised
winter-specialised
hominid subtype — which would have relied more on hunting, and therefore
would have developed better throwing skills than its more tropical
cousins — would have expanded its population during warmer boom times
in order to take advantage of ice-free land; when the ice returned,
the hunters would simply have moved south. With each warm/cold fluctuation,
the winter-specialised types would have grown to constitute a greater
percentage of the overall hominid population.
Calvin suggests that it was through juvenilisation
that these versatile hunters developed bigger brains for making, aiming,
and throwing projectiles. The juveniles of most mammals have a bigger
brain/body ratio than adults, as well as flatter faces and smaller
teeth. If, in a given population, puberty gradually occurs earlier,
somatic development will be cut short, and after many generations
the adult population will acquire juvenile characteristics. Calvin
argues that the alternation of harsh and hospitable climates during
the past 2.5 couple of million years encouraged early maturity: during
boom times “there [was] a race to fill up newly available ‘job slots’
afforded by an environment able to feed more mouths.” When the ice
returned, juvenile body features were retained. And once brain size
had grown, new uses were quickly found for all this new gray matter
— such as the invention of language and culture.
Calvin emphasises that there is still a lot to account
for and that the problem is complex — “So much brain enlargement in
2.5 million years is awfully quick by the standards of evolutionary
biology” — and he admits that his explanation may not be the final
one. An alternative theory he doesn’t mention is that human beings
are the result of genetic experiments on the part of extraterrestrials.
This suggestion is admittedly beyond the pale of conventional scientific
thinking, but it is really not so far-fetched in light of ancient
myths about culture-heroes and creator gods, and modern UFO sightings
and abduction accounts. If the ET genetic-experiment hypothesis turned
out to be true, it would not deny the role of catastrophes in the
shaping of human culture and consciousness, but it would surely add
a bizarre twist to the story.
Still, let’s assume that Calvin’s explanation (or
something like it) is right: Catastrophe and trauma (via sudden, drastic
climate changes at unpredictable intervals) have led us to become
intelligent tool users. But it seems they have also planted seeds
of alienation and distrust within our vastly enlarged brains. Perhaps,
as Paul Shepard suggests in Nature and Madness, in additional
to physiological juvenilisation we have also undergone a stunting
in our psychological development. Civilisation, according to Shepard,
produces people who are incomplete, infantile. Deep down we seem to
believe that the gods are angry at us. What have we done wrong? We
must be flawed, sinful children who deserve the gods’ (our parents’)
wrath. Nature is cruel and chaotic. We must defend ourselves, propitiate
the gods, and make sure we have a surplus for when the next disaster
strikes.
Some
Problems and Possible Solutions
In this essay we are proposing an explanation for
a great many cultural phenomena. The matters we have touched on are
complex and raise many questions, which I hope to treat elsewhere
in more detail than is possible here. Nevertheless, we might briefly
consider three of the most obvious objections which our theory must
face.
Problem: Why would only a few cultures react to catastrophes
by developing civilisations? After all, most human cultures, historically,
have maintained modest hunting-and-gathering, horticultural, or pastoral
ways of life. Were these people not traumatised? If not, why not?
If they were, why did they respond differently?
Possible solution: Even in the case of global disasters
— climate change and comet impacts — the effects would not have been
geographically uniform. Moreover, it is entirely possible that distinct
cultural groups would have been predisposed to handle trauma in varying
ways. It is true that some cultures have maintained a much greater
sense of harmony with nature than have others; however, evidences
of collective psychopathology are not unique to Western civilisation:
in nearly every culture it is possible to point to some institution,
rite, or taboo that could have had its origin in mass psychological
trauma.
Problem: Why were no other animals similarly affected?
Why didn’t horses, monkeys, squids, and parrots develop big brains,
technology, language, and cultural neuroses?
Possible solution: Perhaps they were affected, but
responded differently. The creation myths of many cultures speak of
a time (before the catastrophes) when the animals were less aggressive
or fearful and when a universal harmony prevailed throughout nature.
Of course, such myths need to be regarded with healthy skepticism,
but they may hold some kernel of historical truth. In most higher
animals, behaviours are scripted by instinct, while in humans (for
reasons William Calvin may be partly able to explain) culture has
largely usurped instinct’s role. If traumatic stress caused at least
some humans to develop dysfunctional cultures, then it is possible
that the same stressors caused at least some animals to develop dysfunctional
instincts. The lemmings’ suicidal boom-and-bust population behaviour
is one possible example.
Humans’ unique responses to stress may be traceable
partly to their unique brain structure. In The Origin of Consciousness
in the Breakdown of the Bicameral Mind (Houghton Mifflin, 1976/1990),
Princeton psychologist Julian Jaynes anticipated Calvin in suggesting
that “it is possible for the brain to be . . . reorganised by environmental
changes.” With the Ice Ages came the development of language, and
with language came the invention of an analog inner world of words,
paralleling the behavioural world “even as the world of mathematics
parallels the world of quantities and things.” Jaynes argued that,
in its early stages, the use of this new linguistic ability was split
between the brain’s hemispheres: the right hemisphere spoke to the
left, and its voice was interpreted as being that of a god. This bicamerality
may have served to obviate the stress of decision-making during times
of environmental change. But later, during the early historical period,
as civilisations were developing, the bicameral organisation of the
human mind began to collapse. This, says Jaynes, was partly due to
the invention of writing: once the words of the gods were written,
they became silent and could be turned to or avoided at will. But
disasters also played a role: “The second millennium b.c. was heavy
laden with profound and irreversible changes. Vast geological catastrophes
occurred. Civilisations perished. Half the world’s population became
refugees. And wars, previously sporadic, came with hastening and ferocious
frequency. . . .” The gods fell silent, and left-brain-dominant humans
were left to fend as best they could. The result was the dawn of rational
self-consciousness, of alienation and anxiety, and of a condition
in which “we have become our own gods.”
Problem: We have suggested that the traumatic energy
of ancient disasters is passed along from generation to generation
via civilised child-rearing methods. If so, we might expect the post-traumatic
stress symptoms evident in civilised populations to gradually dissipate
over the centuries and millennia, or at worst to remain constant.
Yet we now face humanly generated social and ecological problems of
unprecedented scope and severity. Why would these problems be increasing,
if they are the effects of some ancient trauma?
Possible solution: It may be that civilisation is
(or can be) a progressive social disease. In individuals, a progressive
disease is one in which the body’s natural defense systems are overwhelmed
or subverted; rather than improving, the patient becomes sicker and
sicker. Civilisation progressively re-traumatises itself — not only
through child-rearing practices, but through economic inequality and
poverty, environmental destruction, alienation from nature, and war.
Thus as civilisation “advances,” the effects of the original trauma
are magnified. Add to this the impact of natural disasters that have
occurred in relatively recent times — such as the Black Death in medieval
Europe, in which nearly two-thirds of the population was wiped out,
and which may have helped prime the European psyche for witch hunts
and bloody colonial exploits.
The idea that our psycho-social disease may be a
progressive one is disturbing, of course. Even worse is the realisation
that we are infecting and killing our only potential therapists —
the primal cultures of the world, who appear to have been less traumatised
than ourselves, or to at least have found more sensible ways of coping
with their wounds. If we cannot look to them — and, realistically,
we have no right to expect them — to save us from ourselves, then
we must learn somehow to heal ourselves and one another.
Recovering
from Collective Post-Traumatic Stress
How would one go about treating an entire culture
for post-traumatic stress? The difficulties involved are considerable
— especially in a chronic case, or one in which the society in question
doesn’t want to be treated. It is difficult to know even where to
begin, given a “patient” so huge, powerful, and deranged as our contemporary
global civilisation. Such a task may actually be impossible. But perhaps
we can heal ourselves and one another individually, at least to some
degree, and thereby plant the seeds of a new sane and biologically
benign culture. In order to do so, it would seem vital that we familiarise
ourselves with what is presently known about individual trauma treatment
and recovery.
There are several good books on trauma recovery,
of which the most relevant is certainly Chellis Glendinning’s My
Name Is Chellis and I’m in Recovery from Western Civilisation.
Another helpful one is How to Survive Trauma: A Program for War
Veterans & Survivors of Rape, Assault, Abuse or Environmental
Disasters, by Benjamin Colodzin (Station Hill Press, 1993).
In cases where the original trauma is long past,
the most important aspect of treatment seems to be the recollection
and emotional processing of the traumatic event. Whether humankind
as a whole can recall events millennia ago is problematic; it seems
more feasible for individuals to bring to mind and face the specific
ways in which they were taught — beginning at birth — to throttle
their wildness and conform to a contorted system of beliefs and
behaviours.
A therapist or therapeutic community is often helpful in this regard
— assuming that the purpose of therapy is not seen as merely to adjust
more successfully to the society as it presently is.
Another step in recovery is to learn to feel our
repressed grief and rage — as well as our repressed joy. Chellis
Glendinning,
Buddhist scholar Joanna Macy, environmental educator Annie Prutzman,
and others have offered suggestions for ways to safely uncork the
vessel of our dammed-up emotions, via psychodrama and storytelling.
It is also possible to benefit from techniques used
in shamanic cultures for the re-integration of nature and psyche.
Primal peoples resort to prayer, dancing, drumming, and purification
rites in order to restore the wholeness of individual, community,
and nature. While mere imitation of such rites may constitute a kind
of cultural theft, we may nevertheless find similar ways of working
in small groups to call upon ancestors, spirits, and natural forces
to assist us in our healing. Recovery may not penetrate past the surface
layers of consciousness without significant, deliberate lifestyle
changes. As long as we are utterly dependent upon civilisation it
is difficult to see its influences with any objectivity, or to forge
a new relationship with the natural world. On the other hand, disconnecting
from the civilisational system — via natural home-building, growing
or gathering much of one’s own food, and providing for other needs
with a minimal use of money — tends to induce feelings of basic self-worth
and competence.
Independence from the system need not be seen as
abandonment of responsibility, however. Often a member of a dysfunctional
family will stay in the abusive situation in order to try to fix it
from within. In cases like this, a therapist will usually counsel
the individual to leave, since it is only from a secure position outside
the abusive situation that one can have a positive impact on those
still within it. Perhaps something similar is true with respect to
individuals awakening to the dysfunctionality of civilisation: we
can be of more help to other people if we are not entirely dependent
on the system that is progressively reproducing its woundedness. Then
our activism is grounded not just in anger and pain, but in knowledge
of workable alternatives.
Regaining our autonomy and reconnecting with life
require deliberate effort, but the rewards are instantaneous. New
avenues for play, creativity, and love open up before us precisely
to the extent that we seek them.
As we do, we provide a platform for the next generation.
It may be possible to forge a path toward sustainable culture only
so far in one lifetime. Perhaps our greatest responsibility, therefore,
is to explore whatever routes we can, go as far along them as we can,
and then pass on whatever we have learned. Children growing up in
— or under — the dominant culture today are inevitably subject to
nearly constant trauma, some forms of which are extremely sophisticated
and seductive. Unless some young people are provided with effective
tools for self-defense, self-expression, exploration, and creativity,
and examples of what it is to be a relatively free and happy human,
the way ahead looks pretty bleak.
Implications
for the Future
Of course, every sane person would wish to avert
another disaster; everyone hopes that civilisation can somehow quickly
reform itself so that we don’t have to face massive starvation and
ecological devastation in the coming century. But it would be foolish
to ignore the implications of current trends. The likelihood is that
those of us who will be around in the early decades of the next century
will experience a catastrophe of one sort or another first-hand —
either one that is humanly caused or an “act of God” whose effects
are experienced far more severely as a result of population density
and the interconnectedness and vulnerability of civilisation’s systems
of transportation, communication, food delivery, and political control.
How will people respond? According to Lewis Aptekar,
victims of human-induced disasters often show more stress than victims
of natural disasters because of the perceived need to find parties
to blame. Whatever the eventual circumstances, it seems certain that
groups in differing geographic areas, and in differing economic conditions,
will react in dissimilar ways. In the case of a breakdown of communication
and control, those who are more dependent on high tech will likely
suffer much more than those who are still somewhat accustomed to locally
filling their own basic needs. Over the short term, we are likely
to see acts of extraordinary heroism alongside extreme examples of
opportunism and stupidity. But what about the long-range prognosis?
If human beings are re-traumatised, will they develop
even stranger and more virulent cultural neuroses than the ones they
already exhibit? Or will at least some of us learn from the experience?
The fact that we are now coming to understand how the human psyche
typically deals with trauma is cause for hope: perhaps a significant
number of people will experience civilisation’s crisis as a catharsis
that will reach all the way to the roots of our ancient, irrational
fear of nature, and help us learn to live in peace with the world,
with one another, and with ourselves.
____________________________________________________________________
Richard Heinberg is the author of Memories and Visions
of Paradise: Exploring the Universal Myth of a Lost Golden Age
(Quest Books: 1995), Celebrate the Solstice: Honoring the Earth’s
Seasonal Rhythms Through Festival and Ceremony (Quest Books: 1994),
and A New Covenant With Nature. He also publishes Museletter,
an excellent monthly newsletter exploring issues in cultural renewal.
Subscriptions are US$18 per year. Send to: 1433 Olivet Rd, Santa Rosa,
CA 95401, USA. The above is from Museletter No. 38.
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The
above article appeared in
New Dawn No. 56, September-October
1999 |
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